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Joint Tx-Rx beamforming design for multicarrier MIMO channels: A unified framework for convex optimization (2003)

by D P Palomar, J M Cioffi, M A Lagunas
Venue:IEEE Trans. Signal Process
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Linear precoding via conic optimization for fixed mimo receivers

by Ami Wiesel, Yonina C. Eldar, Shlomo Shamai (shitz - IEEE Trans. on Signal Processing , 2006
"... We consider the problem of designing linear precoders for fixed multiple input multiple output (MIMO) receivers. Two different design criteria are considered. In the first, we minimize the transmitted power subject to signal to interference plus noise ratio (SINR) constraints. In the second, we maxi ..."
Abstract - Cited by 154 (3 self) - Add to MetaCart
We consider the problem of designing linear precoders for fixed multiple input multiple output (MIMO) receivers. Two different design criteria are considered. In the first, we minimize the transmitted power subject to signal to interference plus noise ratio (SINR) constraints. In the second, we maximize the worst case SINR subject to a power constraint. We show that both problems can be solved using standard conic optimization packages. In addition, we develop conditions for the optimal precoder for both of these problems, and propose two simple fixed point iterations to find the solutions which satisfy these conditions. The relation to the well known downlink uplink duality in the context of joint downlink beamforming and power control is also explored. Our precoder design is general, and as a special case it solves the beamforming problem. In contrast to most of the existing precoders, it is not limited to full rank systems. Simulation results in a multiuser system show that the resulting precoders can significantly outperform existing linear precoders. 1

Optimum power allocation for parallel Gaussian channels with arbitrary input distributions

by Angel Lozano, Antonia M. Tulino, Sergio Verdú - IEEE TRANS. INF. THEORY , 2006
"... The mutual information of independent parallel Gaussian-noise channels is maximized, under an average power constraint, by independent Gaussian inputs whose power is allocated according to the waterfilling policy. In practice, discrete signaling constellations with limited peak-to-average ratios (m- ..."
Abstract - Cited by 96 (10 self) - Add to MetaCart
The mutual information of independent parallel Gaussian-noise channels is maximized, under an average power constraint, by independent Gaussian inputs whose power is allocated according to the waterfilling policy. In practice, discrete signaling constellations with limited peak-to-average ratios (m-PSK, m-QAM, etc.) are used in lieu of the ideal Gaussian signals. This paper gives the power allocation policy that maximizes the mutual information over parallel channels with arbitrary input distributions. Such policy admits a graphical interpretation, referred to as mercury/waterfilling, which generalizes the waterfilling solution and allows retaining some of its intuition. The relationship between mutual information of Gaussian channels and nonlinear minimum mean-square error (MMSE) proves key to solving the power allocation problem.

A unified framework for optimizing linear non-regenerative multicarrier MIMO relay communication systems

by Yue Rong, Xiaojun Tang, Yingbo Hua - IEEE TRANS. SIGNAL PROCESS , 2009
"... In this paper, we develop a unified framework for linear nonregenerative multicarrier multiple-input multiple-output (MIMO) relay communications in the absence of the direct source–destination link. This unified framework classi-fies most commonly used design objectives such as the minimal mean-squ ..."
Abstract - Cited by 94 (50 self) - Add to MetaCart
In this paper, we develop a unified framework for linear nonregenerative multicarrier multiple-input multiple-output (MIMO) relay communications in the absence of the direct source–destination link. This unified framework classi-fies most commonly used design objectives such as the minimal mean-square error and the maximal mutual information into two categories: Schur-concave and Schur-convex functions. We prove that for Schur-concave objective functions, the optimal source precoding matrix and relay amplifying matrix jointly diag-onalize the source–relay–destination channel matrix and convert the multicarrier MIMO relay channel into parallel single-input single-output (SISO) relay channels. While for Schur-convex ob-jectives, such joint diagonalization occurs after a specific rotation of the source precoding matrix. After the optimal structure of the source and relay matrices is determined, the linear nonregenerative relay design problem boils down to the issue of power loading among the resulting SISO relay channels. We show that this power loading problem can be efficiently solved by an alternating technique. Numerical examples demonstrate the effectiveness of the proposed framework.
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...ation occurs after a specific rotation of the source matrix. Note that for one-hop MIMO systems (either single-user or multiuser systems), the optimality of channel diagonalization has been proven in =-=[21]-=-–[23]. For linear MIMO relay systems, the channel diagonalization optimality has been shown under the maximal MI objective [9]–[11] and the MA-MSE criterion [12], [13]. However, the channel diagonaliz...

Gradient of mutual information in linear vector Gaussian channels

by Daniel P. Palomar, Sergio Verdú - IEEE Trans. Inf. Theory , 2006
"... Abstract — This paper considers a general linear vector Gaussian channel with arbitrary signaling and pursues two closely related goals: i) closed-form expressions for the gradient of the mutual information with respect to arbitrary parameters of the system, and ii) fundamental connections between i ..."
Abstract - Cited by 94 (13 self) - Add to MetaCart
Abstract — This paper considers a general linear vector Gaussian channel with arbitrary signaling and pursues two closely related goals: i) closed-form expressions for the gradient of the mutual information with respect to arbitrary parameters of the system, and ii) fundamental connections between information theory and estimation theory. Generalizing the fundamental relationship recently unveiled by Guo, Shamai, and Verdú [1], we show that the gradient of the mutual information with respect to the channel matrix is equal to the product of the channel matrix and the error covariance matrix of the estimate of the input given the output. I.
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...less multi-antenna system it may represent a beamforming matrix that uses some knowledge about the physical channel H to properly steer the transmitted signal through the best channel eigenmodes [4], =-=[5]-=-; ii) B can denote a linear precoding matrix or shaping matrix that adapts or shapes the transmitted signal to the channel realization [2], [5]; iii) the overall inputoutput linear transformation may ...

Optimal linear precoding strategies for wideband noncooperative systems based on game theory – Part II: Algorithms

by Gesualdo Scutari Daniel P. Palomar, Sergio Barbarossa - IEEE Trans. Signal Process , 2008
"... In this two-parts paper we propose a decentralized strategy, based on a game-theoretic formulation, to find out the optimal precoding/multiplexing matrices for a multipoint-to-multipoint communication system composed of a set of wideband links sharing the same physical resources, i.e., time and band ..."
Abstract - Cited by 86 (10 self) - Add to MetaCart
In this two-parts paper we propose a decentralized strategy, based on a game-theoretic formulation, to find out the optimal precoding/multiplexing matrices for a multipoint-to-multipoint communication system composed of a set of wideband links sharing the same physical resources, i.e., time and bandwidth. We assume, as optimality criterion, the achievement of a Nash equilibrium and consider two alternative optimization problems: 1) the competitive maximization of mutual information on each link, given constraints on the transmit power and on the spectral mask imposed by the radio spectrum regulatory bodies; and 2) the competitive maximization of the transmission rate, using finite order constellations, under the same constraints as above, plus a constraint on the average error probability. In Part I of the paper, we start by showing that the solution set of both noncooperative games is always nonempty and contains only pure strategies. Then, we prove that the optimal precoding/multiplexing scheme for both games leads to a channel diagonalizing structure, so that both matrix-valued problems can be recast in a simpler unified vector power control game, with no performance penalty. Thus, we study this simpler game and derive sufficient conditions ensuring the uniqueness of the Nash equilibrium. Interestingly, although derived under stronger constraints,
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...NRk,q � [ GH ] q HqqFq [ ] GH q RqGq ∣ ∣ kk 2 kk , (15) with Rq � HqqFqFH q HHqq − Hqqfk,qf H k,qHHqq + R−q, where fk,q denotes the k-th column of Fq, and R−q = σ2 Q∑ qI + HrqFrFH r HH rq (see, e.g., =-=[7, 8]-=-). r̸=q=1 According to the constraints Co.3 in (6), because of (14), the optimal linear receiver for each user q can be computed as the matrix Gq maximizing simultaneously all the (SINRk,q) N k=1 in (...

Optimum linear joint transmit-receive processing for MIMO channels with QoS constraints

by Daniel Pérez Palomar, Miguel Angel Lagunas, John M. Cioffi - IEEE Transactions on Signal Processing , 2004
"... Abstract—This paper considers vector communications through multiple-input multiple-output (MIMO) channels with a set of quality of service (QoS) requirements for the simultaneously established substreams. Linear transmit-receive processing (also termed linear precoder at the transmitter and linear ..."
Abstract - Cited by 56 (7 self) - Add to MetaCart
Abstract—This paper considers vector communications through multiple-input multiple-output (MIMO) channels with a set of quality of service (QoS) requirements for the simultaneously established substreams. Linear transmit-receive processing (also termed linear precoder at the transmitter and linear equalizer at the receiver) is designed to satisfy the QoS constraints with minimum transmitted power (the exact conditions under which the problem becomes unfeasible are given). Although the original problem is a complicated nonconvex problem with matrix-valued variables, with the aid of majorization theory, we reformulate it as a simple convex optimization problem with scalar variables. We then propose a practical and efficient multilevel water-filling algorithm to optimally solve the problem for the general case of different QoS requirements. The optimal transmit-receive processing is shown to diagonalize the channel matrix only after a very specific prerotation of the data symbols. For situations in which the resulting transmit power is too large, we give the precise way to relax the QoS constraints in order to reduce the required power based on a perturbation analysis. We also propose a robust design under channel estimation errors that has an important interest for practical systems. Numerical results from simulations are given to support the mathematical development of the problem. Index Terms—Array signal processing, beamforming, joint transmit-receive equalization, linear precoding, MIMO channels, space-time filtering, water-filling. I.
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...l to interference-plus-noise ratio (SINR) with a zero-forcing (ZF) constraint [4], the minimization of the determinant of the MSE matrix [13], and the minimization of the average bit error rate (BER) =-=[14, 15]-=-. A general unifying framework was developed in [15] to treat all such criteria by classifying the variety of objective functions into Schur-concave and Schur-convex functions. In [16], some criteria ...

Robust design of linear MIMO transceivers

by Daniel, P. Palomar, Björn, Kungliga Tekniska Hgskolan, Xi Zhang, Xi Zhang, Daniel P. Palomar, Björn Ottersten - IEEE Journal on Selected Areas in Communications , 2005
"... This paper considers the robust design of a linear transceiver with imperfect channel state information (CSI) at the transmitter of a MIMO link. The framework embraces the design problem when CSI at the transmitter consists of the channel mean and covariance matrix or, equivalently, the channel esti ..."
Abstract - Cited by 53 (2 self) - Add to MetaCart
This paper considers the robust design of a linear transceiver with imperfect channel state information (CSI) at the transmitter of a MIMO link. The framework embraces the design problem when CSI at the transmitter consists of the channel mean and covariance matrix or, equivalently, the channel estimate and the estimation error covariance matrix. The design of the linear MIMO transceiver is based on a general cost function covering several well known performance criteria. In particular, two families are considered in detail: Schur-convex and Schur-concave functions. Approximations are used in the low SNR and high SNR regimes separately to obtain simple optimization problems that can be readily solved. Numerical examples show gains compared to other suboptimal methods. 1.
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... best spectral efficiency and/or performance is obviously achieved when perfect CSI is available at both sides of the link. Optimal linear transceiver design has been extensively studied in this case =-=[1, 2]-=-. In practical communication systems, imperfect CSI may arise from a variety of sources such as channel estimation errors, quantization of the channel estimate in the feedback channel, outdated channe...

Joint transceiver design for MIMO communications using geometric mean decomposition

by Yi Jiang, Student Member, Jian Li, William W. Hager - IEEE Trans. Signal Process , 2005
"... Abstract—In recent years, considerable attention has been paid to the joint optimal transceiver design for multi-input multi-output (MIMO) communication systems. In this paper, we propose a joint transceiver design that combines the geometric mean decomposition (GMD) with either the conventional zer ..."
Abstract - Cited by 51 (7 self) - Add to MetaCart
Abstract—In recent years, considerable attention has been paid to the joint optimal transceiver design for multi-input multi-output (MIMO) communication systems. In this paper, we propose a joint transceiver design that combines the geometric mean decomposition (GMD) with either the conventional zero-forcing VBLAST decoder or the more recent zero-forcing dirty paper precoder (ZFDP). Our scheme decomposes a MIMO channel into multiple identical parallel subchannels, which can make it rather convenient to design modulation/demodulation and coding/decoding schemes. Moreover, we prove that our scheme is asymptotically optimal for (moderately) high SNR in terms of both channel throughput and bit error rate (BER) performance. This desirable property is not shared by any other conventional schemes. We also consider the subchannel selection issues when some of the subchannels are too poor to be useful. Our scheme can also be combined with orthogonal frequency division multiplexing (OFDM) for intersymbol interference (ISI) suppression. The effectiveness of our approaches has been validated by both theoretical analyses and numerical simulations. Index Terms—Channel capacity, dirty paper precoding, intersymbol interference suppression, joint transceiver design, matrix
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... (BER) based criteria [16]–[18]. More recently, a unified framework has been presented to accommodate all these criteria, under which the design problems can be solved via convex optimization methods =-=[19]-=-. The aforementioned literature on joint transceiver design considered linear transformations only. It is widely understood that the singular value decomposition (SVD), which decomposes a MIMO channel...

Practical Algorithms for a Family of Waterfilling Solutions

by Daniel Pérez Palomar, Javier Rodríguez Fonollosa, Senior Member - IEEE Trans. Signal Process , 2005
"... Abstract—Many engineering problems that can be formu-lated as constrained optimization problems result in solutions given by a waterfilling structure; the classical example is the capacity-achieving solution for a frequency-selective channel. For simple waterfilling solutions with a single waterleve ..."
Abstract - Cited by 50 (5 self) - Add to MetaCart
Abstract—Many engineering problems that can be formu-lated as constrained optimization problems result in solutions given by a waterfilling structure; the classical example is the capacity-achieving solution for a frequency-selective channel. For simple waterfilling solutions with a single waterlevel and a single constraint (typically, a power constraint), some algorithms have been proposed in the literature to compute the solutions numerically. However, some other optimization problems result in significantly more complicated waterfilling solutions that include multiple waterlevels and multiple constraints. For such cases, it may still be possible to obtain practical algorithms to evaluate the solutions numerically but only after a painstaking inspection of the specific waterfilling structure. In addition, a unified view of the different types of waterfilling solutions and the corresponding practical algorithms is missing. The purpose of this paper is twofold. On the one hand, it overviews the waterfilling results existing in the literature from a unified viewpoint. On the other hand, it bridges the gap between a wide family of waterfilling solutions and their efficient imple-mentation in practice; to be more precise, it provides a practical algorithm to evaluate numerically a general waterfilling solution, which includes the currently existing waterfilling solutions and others that may possibly appear in future problems. Index Terms—Constrained optimization problems, MIMO transceiver, parallel channels, practical algorithms, waterfilling, waterpouring. I.
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...g solutions. In particular, when the transmitter and receiver are jointly designed for communications through multiple-input multiple-output (MIMO) channels, these types of solutions typically appear =-=[7]-=-. Perhaps the most popular of such problems is the minimization of the sum of the mean square errors (MSEs) (equivalently, the trace of the MSE matrix) of the different subchannels existing within a M...

A robust maximin approach for MIMO communications with imperfect channel state information based on convex optimization

by Antonio Pascual-iserte, Student Member, Daniel Pérez Palomar, Ana I. Pérez-neira, Senior Member, Miguel Ángel Lagunas - IEEE Trans. Signal Processing , 2006
"... Abstract—This paper considers a wireless communication system with multiple transmit and receive antennas, i.e., a mul-tiple-input-multiple-output (MIMO) channel. The objective is to design the transmitter according to an imperfect channel estimate, where the errors are explicitly taken into account ..."
Abstract - Cited by 50 (5 self) - Add to MetaCart
Abstract—This paper considers a wireless communication system with multiple transmit and receive antennas, i.e., a mul-tiple-input-multiple-output (MIMO) channel. The objective is to design the transmitter according to an imperfect channel estimate, where the errors are explicitly taken into account to obtain a robust design under the maximin or worst case philosophy. The robust transmission scheme is composed of an orthogonal space–time block code (OSTBC), whose outputs are transmitted through the eigenmodes of the channel estimate with an appropriate power allocation among them. At the receiver, the signal is detected assuming a perfect channel knowledge. The optimization problem corresponding to the design of the power allocation among the estimated eigenmodes, whose goal is the maximization of the signal-to-noise ratio (SNR), is transformed to a simple convex problem that can be easily solved. Different sources of errors are considered in the channel estimate, such as the Gaussian noise from the estimation process and the errors from the quantization of the channel estimate, among others. For the case of Gaussian noise, the robust power allocation admits a closed-form expres-sion. Finally, the benefits of the proposed design are evaluated and compared with the pure OSTBC and nonrobust approaches. Index Terms—Antenna arrays, beamforming, convex optimiza-tion theory, maximum optimization problems, multiple-input multiple-output (MIMO) systems, saddle point, space–time coding, worst-case robust designs. I.
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...h a case, the optimum solution consists in the joint design of the transmitter and the receiver taking into account the channel response and the noise plus interference profile. In some works such as =-=[6]-=- and [7], and references therein, the design is done according to several performance criteria and using the tools and the potential provided by convex optimization theory [8]. In a realistic scenario...

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