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When can history be our guide? The pitfalls of counterfactual inference
- International Studies Quarterly
, 2007
"... Inferences about counterfactuals are essential for prediction, answering ‘‘what if ’ ’ questions, and estimating causal effects. However, when the counterfactuals posed are too far from the data at hand, conclusions drawn from well-specified statistical analyses become based on speculation and conve ..."
Abstract
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Cited by 8 (4 self)
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Inferences about counterfactuals are essential for prediction, answering ‘‘what if ’ ’ questions, and estimating causal effects. However, when the counterfactuals posed are too far from the data at hand, conclusions drawn from well-specified statistical analyses become based on speculation and convenient but indefensible model assumptions rather than empirical evidence. Unfortunately, standard statistical approaches assume the veracity of the model rather than revealing the degree of model-dependence, so this problem can be hard to detect. We develop easy-to-apply methods to evaluate counterfactuals that do not require sensitivity testing over specified classes of models. If an analysis fails the tests we offer, then we know that substantive results are sensitive to at least some modeling choices that are not based on empirical evidence. We use these methods to evaluate the extensive scholarly literatures on the effects of changes in the degree of democracy in a country (on any dependent variable) and separate analyses of the effects of UN peacebuilding efforts. We find evidence that many scholars are inadvertently drawing conclusions based more on modeling hypotheses than on evidence in the data. For some research questions, history contains insufficient information to be our guide. Free software that accompanies this paper implements all our suggestions. Social science is about making inferencesFusing facts we know to learn about facts we do not know. Some inferential targets (the facts we do not know) are factual, which means that they exist even if we do not know them. In early 2003, Saddam Hussein was obviously either alive or dead, but the world did not know which it was
Effect of counterfactual and factual thinking on causal judgments
- THINKING & REASONING, 9, 245-265
, 2003
"... The significance of counterfactual thinking in the causal judgment process has been emphasized for nearly two decades, yet no previous research has directly compared the relative effect of thinking counterfactually versus factually on causal judgment. Three experiments examined this comparison by ma ..."
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Cited by 3 (3 self)
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The significance of counterfactual thinking in the causal judgment process has been emphasized for nearly two decades, yet no previous research has directly compared the relative effect of thinking counterfactually versus factually on causal judgment. Three experiments examined this comparison by manipulating the task frame used to focus participants’ thinking about a target event. Prior to making judgments about causality, preventability, blame, and control, participants were directed to think about a target actor either in counterfactual terms (what the actor could have done to change the outcome) or in factual terms (what the actor had done that led to the outcome). In each experiment, the effect of counterfactual thinking did not differ reliably from the effect of factual thinking on causal judgment. Implications for research on causal judgment and mental representation are discussed.
Did Illegal Overseas Absentee Ballots Decide the 2000 U.S.
, 2004
"... Although not widely known until much later, Al Gore received 202 more votes than George W. Bush on election day in Florida. George W. Bush is president because he overcame his election day deficit with overseas absentee ballots that arrived and were counted after election day. In the final official ..."
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Although not widely known until much later, Al Gore received 202 more votes than George W. Bush on election day in Florida. George W. Bush is president because he overcame his election day deficit with overseas absentee ballots that arrived and were counted after election day. In the final official tally, Bush received 537 more votes than Gore. These numbers are taken from the official results released by the Florida Secretary of State's office and so do not reflect overvotes, undervotes, unsuccessful litigation, butterfly ballot problems, recounts that might have been allowed but were not, or any other hypothetical divergence between voter preferences and counted votes. After the election, The New York Times conducted a six month investigation and found that 680 of the overseas absentee ballots were illegally counted, and almost no one has publicly disagreed with their assessment. In this paper, we describe the statistical procedures we developed and implemented for the Times to ascertain whether disqualifying these 680 ballots would have changed the outcome of the election. We present a variety of new empirical results that delineate the precise conditions under which Al Gore would have been elected president, and offer new evidence of the striking effectiveness of the Republican effort to prevent local election officials from applying election law equally to all Florida citizens.

