This paper is the first one in a sequel of papers resulting from the authors Habilitationsschrift [22] which are devoted to determine the growth in proofs of standard parts of analysis. A hierarchy (GnA # )n#I N of systems of arithmetic in all finite types is introduced whose definable objects of type 1 = 0(0) correspond to the Grzegorczyk hierarchy of primitive recursive functions. We establish the following extraction rule for an extension of GnA # by quantifier--free choice AC--qf and analytical axioms # having the form #x # #y ## sx#z # F0 (including also a `non-- standard' axiom F - which does not hold in the full set--theoretic model but in the strongly majorizable functionals): From a proof GnA # +AC--qf + # # #u 1 , k 0 #v ## tuk#w 0 A0(u, k, v, w) one can extract a uniform bound # such that #u 1 , k 0 #v ## tuk#w # #ukA0 (u, k, v, w) holds in the full set--theoretic type structure. In case n = 2 (resp. n = 3) #uk is a polynomial (resp. an elementary recursive function) in k, u M := #x. max(u0, . . . , ux). In the present paper we show that for n # 2, GnA # +AC--qf+F - proves a generalization of the binary Knig's lemma yielding new conservation results since the conclusion of the above rule can be verified in G max(3,n) A # in this case. In a subsequent paper we will show that many important ine#ective analytical principles and theorems can be proved already in G2A # +AC--qf+# for suitable #. 1

Contents 1 Introduction : : : : : : : : : : : : : : : : : : : : : : : : : : : : 2 2 The expressive power of second order Logic : : : : : : : : : : : 3 2.1 The language of second order logic : : : : : : : : : : : : : 3 2.2 Expressing size : : : : : : : : : : : : : : : : : : : : : : : : 4 2.3 Defining data types : : : : : : : : : : : : : : : : : : : : : 6 2.4 Describing processes : : : : : : : : : : : : : : : : : : : : : 8 2.5 Expressing convergence using second order validity : : : : : : : : : : : : : : : : : : : : : : : : : 9 2.6 Truth definitions: the analytical hierarchy : : : : : : : : 10 2.7 Inductive definitions : : : : : : : : : : : : : : : : : : : : : 13 3 Canonical semantics of higher order logic : : : : : : : : : : : : 15 3.1 Tarskian semantics of second order logic : : : : : : : : : 15 3.2 Function and re

Applicative theories form the basis of Feferman's systems of explicit mathematics, which have been introduced in the early seventies. In an applicative universe, all individuals may be thought of as operations, which can freely be applied to each other: self-application is meaningful, but not necessarily total. It has turned out that theories with self-application provide a natural setting for studying notions of abstract computability, especially from a proof-theoretic perspective.

This paper is part of a sequence of papers ([9],[10],[11],[12]) resulting from our Habilitation thesis [8] addressing the following question: What is the impact on the growth of extractable uniform bounds the use of various analytical principles \Gamma in a given proof of an 89--sentence might have? In particular we are interested in analyzing proofs of sentences having the form (1) 8u

Elementary arithmetic (also known as “elementary function arithmetic”) is a fragment of first-order arithmetic so weak that it cannot prove the totality of an iterated exponential function. Surprisingly, however, the theory turns out to be remarkably robust. I will discuss formal results that show that many theorems of number theory and combinatorics are derivable in elementary arithmetic, and try to place these results in a broader philosophical context. 1

A well-known result of D. Leivant states that, over basic Kalmar elementary arithmetic EA, the induction schema for \Sigma n formulas is equivalent to the uniform reflection principle for \Sigma n+1 formulas. We show that fragments of arithmetic axiomatized by various forms of induction rules admit a precise axiomatization in terms of reflection principles as well. Thus, the closure of EA under the induction rule for \Sigma n (or \Pi n+1 ) formulas is equivalent to ! times iterated \Sigma n reflection principle. Moreover, for k ! !, k times iterated \Sigma n reflection principle over EA precisely corresponds to the extension of EA by k nested applications of \Sigma n induction rule. The above relationship holds in greater generality than just stated. In fact, we give general formulas characterizing in terms of iterated reflection principles the extension of any given theory (containing EA) by k nested applications of \Sigma n or \Pi n induction rules. In particular, the closure of a ...

In this paper we develop mathematically strong systems of analysis in higher types which, nevertheless, are proof-theoretically weak, i.e. conservative over elementary resp. primitive recursive arithmetic. These systems are based on non-collapsing hierarchies ( n -WKL+ ; n -WKL+ ) of principles which generalize (and for n = 0 coincide with) the so-called `weak' Konig's lemma WKL (which has been studied extensively in the context of second order arithmetic) to logically more complex tree predicates. Whereas the second order context used in the program of reverse mathematics requires an encoding of higher analytical concepts like continuous functions F : X ! Y between Polish spaces X;Y , the more exible language of our systems allows to treat such objects directly. This is of relevance as the encoding of F used in reverse mathematics tacitly yields a constructively enriched notion of continuous functions which e.g. for F : IN ! IN can be seen (in our higher order context) Basic Research in Computer Science, Centre of the Danish National Research Foundation.

this paper and discuss now only (PCM) in order to motivate the results of the present paper which is the second one in a sequence of papers resulting from the authors Habilitationsschrift [12]. All undefined notions are used in the sense of [14] on which this paper relies. A 0 , B 0 , C 0 , . . . always denote quantifier-free formulas. Using a convenient representation of real numbers, (PCM) can be formalized as follows: (PCM) : 0 hk(|a m )). (PCM) immediately follows from its arithmetical weakening (PCM - ) : # #k 0 n(|a m by an application of AC ar to n(|a m k + 1 1 (# IR 1 follows from the fact that real numbers are given as Cauchy sequences of rationals with fixed rate of convergence in our theories). It is well--known that a constructive functional interpretation of the negative translation of AC ar requires so--called bar-recursion and cannot be caried out e.g. in Godel's term calculus T (see [21] and [15] ). AC ar is (using classical logic) equivalent to CA ar +AC --qf, where CA ar : (g(x) = 0 0 A(x)) with A (and AC --qf is the restriction of AC ar to quantifier-free formulas) and therefore causes an immense rate of growth (when added to e.g. G 2 A ). From the work in the context of `reverse mathematics' (see e.g. [3],[20]) it is known that 1)--5) imply CA ar relatively to (a second-order version of) \ +AC --qf (see [1] for the definition of \ ). In [12] it is shown that this holds even relatively to G 2 A . In contrast to these general facts we prove in this paper a meta--theorem which in particular implies that if (PCM) is applied in a proof only to sequences (a n ) which are given explicitely in the parameters of the proposition (which is proved) then this pr...

This paper deals with: (i) the theory ID # 1 which results from c ID 1 by restricting induction on the natural numbers to formulas which are positive in the fixed point constants, (ii) the theory BON() plus various forms of positive induction, and (iii) a subtheory of Peano arithmetic with ordinals in which induction on the natural numbers is restricted to formulas which are \Sigma in the ordinals. We show that these systems have proof-theoretic strength '!0.

A notion called Herbrand saturation is shown to provide the modeltheoretic analogue of a proof-theoretic method, Herbrand analysis, yielding uniform model-theoretic proofs of a number of important conservation theorems. A constructive, algebraic variation of the method is described, providing yet a third approach, which is finitary but retains the semantic flavor of the model-theoretic version. 1