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75
A Vector-Perturbation technique for Near-Capacity . . .
- IEEE TRANS. COMMUN
, 2005
"... Recent theoretical results describing the sum capacity when using multiple antennas to communicate with multiple users in a known rich scattering environment have not yet been followed with practical transmission schemes that achieve this capacity. We introduce a simple encoding algorithm that achi ..."
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Cited by 84 (3 self)
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Recent theoretical results describing the sum capacity when using multiple antennas to communicate with multiple users in a known rich scattering environment have not yet been followed with practical transmission schemes that achieve this capacity. We introduce a simple encoding algorithm that achieves near-capacity at sum rates of tens of bits/channel use. The algorithm is a variation on channel inversion that regularizes the inverse and uses a “sphere encoder ” to perturb the data to reduce the power of the transmitted signal. This paper is comprised of two parts. In this first part, we show that while the sum capacity grows linearly with the minimum of the number of antennas and users, the sum rate of channel inversion does not. This poor performance is due to the large spread in the singular values of the channel matrix. We introduce regularization to improve the condition of the inverse and maximize the signal-to-interference-plus-noise ratio at the receivers. Regularization enables linear growth and works especially well at low signal-to-noise ratios (SNRs), but as we show in the second part, an additional step is needed to achieve near-capacity performance at all SNRs.
Achievable Rates in Cognitive Radio Channels
- IEEE Trans. Inf. Theory
, 2006
"... Cognitive radio promises a low cost, highly flexible alternative to the classic single frequency band, single protocol wireless device. By sensing and adapting to its environment, such a device is able to fill voids in the wireless spectrum and dramatically increase spectral efficiency. In this pape ..."
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Cited by 72 (14 self)
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Cognitive radio promises a low cost, highly flexible alternative to the classic single frequency band, single protocol wireless device. By sensing and adapting to its environment, such a device is able to fill voids in the wireless spectrum and dramatically increase spectral efficiency. In this paper, the cognitive radio channel is defined as an n-transmitter, m-receiver interference channel in which sender i obtains the messages senders 1 through i − 1 plan to transmit. The two sender, two receiver case is considered. In this scenario, one user, a cognitive radio, obtains (genie assisted, or causally) knowledge of the data to be transmitted by the other user. The cognitive radio may then simultaneously transmit over the same channel, as opposed to waiting for an idle channel as in a traditional cognitive radio channel protocol. Dirty-paper coding and ideas from achievable region constructions for the interference channel are used, and an achievable region for the cognitive radio channel is computed. It is shown that in the Gaussian case, the described achievable region approaches the upper bounds provided by the 2×2 Gaussian MIMO broadcast channel, and an interference-free channel. Results are extended to the case in which the message is causally obtained.
MIMO broadcast channels with finite rate feedback
- IEEE Trans. on Inform. Theory
, 2006
"... Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e. multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this paper, a system where each receiver has perfect channe ..."
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Cited by 65 (9 self)
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Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e. multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this paper, a system where each receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. The well known zero forcing transmission technique is considered, and simple expressions for the throughput degradation due to finite rate feedback are derived. A key finding is that the feedback rate per mobile must be increased linearly with the SNR (in dB) in order to achieve the full multiplexing gain, which is in sharp contrast to point-to-point MIMO systems in which it is not necessary to increase the feedback rate as a function of the SNR. I.
On the optimality of multiantenna broadcast scheduling using zero-forcing beamforming
- IEEE J. SELECT. AREAS COMMUN
, 2006
"... Although the capacity of multiple-input/multiple-output (MIMO) broadcast channels (BCs) can be achieved by dirty paper coding (DPC), it is difficult to implement in practical systems. This paper investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifica ..."
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Cited by 64 (5 self)
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Although the capacity of multiple-input/multiple-output (MIMO) broadcast channels (BCs) can be achieved by dirty paper coding (DPC), it is difficult to implement in practical systems. This paper investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifically, we show that a zero-forcing beamforming (ZFBF) strategy, while generally suboptimal, can achieve the same asymptotic sum capacity as that of DPC, as the number of users goes to infinity. In proving this asymptotic result, we provide an algorithm for determining which users should be active under ZFBF. These users are semiorthogonal to one another and can be grouped for simultaneous transmission to enhance the throughput of scheduling algorithms. Based on the user grouping, we propose and compare two fair scheduling schemes in round-robin ZFBF and proportional-fair ZFBF. We provide numerical results to confirm the optimality of ZFBF and to compare the performance of ZFBF and proposed fair scheduling schemes with that of various MIMO BC strategies.
Sum power iterative water-filling for multi-antenna Gaussian broadcast channels
- IEEE Trans. Inform. Theory
, 2005
"... In this paper we consider the problem of maximizing sum rate of a multiple-antenna Gaussian broadcast channel. It was recently found that dirty paper coding is capacity achieving for this channel. In order to achieve capacity, the optimal transmission policy (i.e. the optimal transmit covariance str ..."
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Cited by 52 (13 self)
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In this paper we consider the problem of maximizing sum rate of a multiple-antenna Gaussian broadcast channel. It was recently found that dirty paper coding is capacity achieving for this channel. In order to achieve capacity, the optimal transmission policy (i.e. the optimal transmit covariance structure) given the channel conditions and power constraint must be found. However, obtaining the optimal trans-mission policy when employing dirty paper coding is a computationally complex non-convex problem. We use duality to transform this problem into a well-structured convex multiple-access channel problem. We exploit the structure of this problem and derive simple and fast iterative algorithms that provide the optimum transmission policies for the multiple-access channel, which can easily be mapped to the optimal broadcast channel policies.
Cognitive radio: An information-theoretic perspective
- IEEE Trans. Inf. Theory
, 2006
"... Cognitive radios have been proposed as a means to implement efficient reuse of the licensed spectrum. The key feature of a cognitive radio is its ability to recognize the primary (licensed) user and adapt its communication strategy to minimize the interference that it generates. We consider a commun ..."
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Cited by 51 (0 self)
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Cognitive radios have been proposed as a means to implement efficient reuse of the licensed spectrum. The key feature of a cognitive radio is its ability to recognize the primary (licensed) user and adapt its communication strategy to minimize the interference that it generates. We consider a communication scenario in which the primary and the cognitive user wish to communicate to different receivers, subject to mutual interference. Modeling the cognitive radio as a transmitter with sideinformation about the primary transmission, we characterize the largest rate at which the cognitive radio can reliably communicate under the constraint that (i) no interference is created for the primary user, and (ii) the primary encoder-decoder pair is oblivious to the presence of the cognitive radio. 1
Optimality of zero-forcing beamforming with multiuser diversity
- in Proc. IEEE International Conference on Communications
, 2005
"... Abstract — In MIMO downlink channels, the capacity is achieved by dirty paper coding (DPC). However, DPC is difficult to implement in practical systems. This work investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifically, we show that a zero-forcing ..."
Abstract
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Cited by 27 (2 self)
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Abstract — In MIMO downlink channels, the capacity is achieved by dirty paper coding (DPC). However, DPC is difficult to implement in practical systems. This work investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifically, we show that a zero-forcing beamforming (ZFBF) strategy, while generally suboptimal, can achieve the same asymptotic sum-rate capacity as that of DPC, as the number of users goes to infinity. In proving this asymptotic result, we propose an algorithm for determining which users should be active in ZFBF transmission. These users are semiorthogonal to one another, and when fairness among users is required, can be grouped for simultaneous transmissions to enhance the throughput of fair schedulers. We provide numerical results to confirm the optimality of ZFBF and to compare its performance with that of various MIMO downlink strategies. I.
Dirty-paper coding versus TDMA for MIMO broadcast channels
- IEEE Trans. Inf. Theory
, 2005
"... Abstract—We compare the capacity of dirty-paper coding (DPC)to that of time-division multiple access (TDMA)for a multiple-antenna (multipleinput multiple-output (MIMO)) Gaussian broadcast channel (BC). We find that the sum-rate capacity (achievable using DPC)of the multiple-antenna BC is at most ��� ..."
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Cited by 25 (3 self)
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Abstract—We compare the capacity of dirty-paper coding (DPC)to that of time-division multiple access (TDMA)for a multiple-antenna (multipleinput multiple-output (MIMO)) Gaussian broadcast channel (BC). We find that the sum-rate capacity (achievable using DPC)of the multiple-antenna BC is at most ��� @ A times the largest single-user capacity (i.e., the TDMA sum-rate)in the system, where is the number of transmit antennas and is the number of receivers. This result is independent of the number of receive antennas and the channel gain matrix, and is valid at all signal-to-noise ratios (SNRs). We investigate the tightness of this bound in a time-varying channel (assuming perfect channel knowledge at receivers and transmitters)where the channel experiences uncorrelated Rayleigh fading and in some situations we find that the dirty paper gain is upper-bounded by the ratio of transmit-to-receive antennas. We also show that ��� @ A upper-bounds the sum-rate gain of successive decoding over TDMA for the uplink channel, where is the number of receive antennas at the base station and is the number of transmitters. Index Terms—Broadcast channel (BC), channel capacity, dirty-paper coding (DPC), multiple-input multiple-output (MIMO) systems, timedivision multiple access (TDMA). I.
High SNR Analysis of MIMO Broadcast Channels
"... The behavior of the multiple antenna broadcast channel at high SNR is investigated. The multiple antenna broadcast channel achieves the same multiplexing gain as the system in which all receivers are allowed to perfectly cooperate (i.e. transforming the system into a point-to-point MIMO system). H ..."
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Cited by 24 (7 self)
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The behavior of the multiple antenna broadcast channel at high SNR is investigated. The multiple antenna broadcast channel achieves the same multiplexing gain as the system in which all receivers are allowed to perfectly cooperate (i.e. transforming the system into a point-to-point MIMO system). However, the multiplexing gain alone is not sufficient to accurately characterize the behavior of sum rate capacity at high SNR. An affine approximation to capacity which incorporates the multiplexing gain as well as a power offset (i.e. a zero-order term) is a more accurate representation of high SNR behavior. The power offset of the sum rate capacity is shown to equal the power offset of the cooperative MIMO system when there are less receivers than transmit antennas. In addition, the power offset of using the sub-optimal strategy of beamforming is calculated. These calculations show that beamforming can perform quite well when the number of antennas is sufficiently larger than the number of receivers, but performs very poorly when there are nearly as many receivers as transmit antennas.

