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341
Opportunistic Beamforming Using Dumb Antennas
- IEEE Transactions on Information Theory
, 2002
"... Multiuser diversity is a form of diversity inherent in a wireless network, provided by independent time-varying channels across the different users. The diversity benefit is exploited by tracking the channel fluctuations of the users and scheduling transmissions to users when their instantaneous cha ..."
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Cited by 312 (2 self)
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Multiuser diversity is a form of diversity inherent in a wireless network, provided by independent time-varying channels across the different users. The diversity benefit is exploited by tracking the channel fluctuations of the users and scheduling transmissions to users when their instantaneous channel quality is near the peak. The diversity gain increases with the dynamic range of the fluctuations and is thus limited in environments with little scattering and/or slow fading. In such environments, we propose the use of multiple transmit antennas to induce large and fast channel fluctuations so that multiuser diversity can still be exploited. The scheme can be interpreted as opportunistic beamforming and we show that true beamforming gains can be achieved when there are sufficient users, even though very limited channel feedback is needed. Furthermore, in a cellular system, the scheme plays an additional role of opportunistic nulling of the interference created on users of adjacent cells. We discuss the design implications of implementing this scheme in a complete wireless system.
Quantization Index Modulation: A Class of Provably Good Methods for Digital Watermarking and Information Embedding
- IEEE TRANS. ON INFORMATION THEORY
, 1999
"... We consider the problem of embedding one signal (e.g., a digital watermark), within another "host" signal to form a third, "composite" signal. The embedding is designed to achieve efficient tradeoffs among the three conflicting goals of maximizing information-embedding rate, minimizing distortion be ..."
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Cited by 272 (6 self)
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We consider the problem of embedding one signal (e.g., a digital watermark), within another "host" signal to form a third, "composite" signal. The embedding is designed to achieve efficient tradeoffs among the three conflicting goals of maximizing information-embedding rate, minimizing distortion between the host signal and composite signal, and maximizing the robustness of the embedding. We introduce new classes of embedding methods, termed quantization index modulation (QIM) and distortion-compensated QIM (DC-QIM), and develop convenient realizations in the form of what we refer to as dither modulation. Using deterministic models to evaluate digital watermarking methods, we show that QIM is "provably good" against arbitrary bounded and fully informed attacks, which arise in several copyright applications, and in particular, it achieves provably better rate distortion--robustness tradeoffs than currently popular spread-spectrum and low-bit(s) modulation methods. Furthermore, we show that for some important classes of probabilistic models, DC-QIM is optimal (capacity-achieving) and regular QIM is near-optimal. These include both additive white Gaussian noise (AWGN) channels, which may be good models for hybrid transmission applications such as digital audio broadcasting, and mean-square-error-constrained attack channels that model private-key watermarking applications.
Information-theoretic analysis of information hiding
- IEEE Transactions on Information Theory
, 2003
"... Abstract—An information-theoretic analysis of information hiding is presented in this paper, forming the theoretical basis for design of information-hiding systems. Information hiding is an emerging research area which encompasses applications such as copyright protection for digital media, watermar ..."
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Cited by 186 (15 self)
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Abstract—An information-theoretic analysis of information hiding is presented in this paper, forming the theoretical basis for design of information-hiding systems. Information hiding is an emerging research area which encompasses applications such as copyright protection for digital media, watermarking, fingerprinting, steganography, and data embedding. In these applications, information is hidden within a host data set and is to be reliably communicated to a receiver. The host data set is intentionally corrupted, but in a covert way, designed to be imperceptible to a casual analysis. Next, an attacker may seek to destroy this hidden information, and for this purpose, introduce additional distortion to the data set. Side information (in the form of cryptographic keys and/or information about the host signal) may be available to the information hider and to the decoder. We formalize these notions and evaluate the hiding capacity, which upper-bounds the rates of reliable transmission and quantifies the fundamental tradeoff between three quantities: the achievable information-hiding rates and the allowed distortion levels for the information hider and the attacker. The hiding capacity is the value of a game between the information hider and the attacker. The optimal attack strategy is the solution of a particular rate-distortion problem, and the optimal hiding strategy is the solution to a channel-coding problem. The hiding capacity is derived by extending the Gel’fand–Pinsker theory of communication with side information at the encoder. The extensions include the presence of distortion constraints, side information at the decoder, and unknown communication channel. Explicit formulas for capacity are given in several cases, including Bernoulli and Gaussian problems, as well as the important special case of small distortions. In some cases, including the last two above, the hiding capacity is the same whether or not the decoder knows the host data set. It is shown that many existing information-hiding systems in the literature operate far below capacity. Index Terms—Channel capacity, cryptography, fingerprinting, game theory, information hiding, network information theory,
Duality, achievable rates, and sum-rate capacity of Gaussian MIMO broadcast channels
- IEEE TRANS. INFORM. THEORY
, 2003
"... We consider a multiuser multiple-input multiple-output (MIMO) Gaussian broadcast channel (BC), where the transmitter and receivers have multiple antennas. Since the MIMO BC is in general a nondegraded BC, its capacity region remains an unsolved problem. In this paper, we establish a duality between ..."
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Cited by 137 (17 self)
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We consider a multiuser multiple-input multiple-output (MIMO) Gaussian broadcast channel (BC), where the transmitter and receivers have multiple antennas. Since the MIMO BC is in general a nondegraded BC, its capacity region remains an unsolved problem. In this paper, we establish a duality between what is termed the “dirty paper” achievable region (the Caire–Shamai achievable region) for the MIMO BC and the capacity region of the MIMO multiple-access channel (MAC), which is easy to compute. Using this duality, we greatly reduce the computational complexity required for obtaining the dirty paper achievable region for the MIMO BC. We also show that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate of the MIMO BC.
Sum Capacity of a Gaussian Vector Broadcast Channel
- IEEE Trans. Inform. Theory
, 2002
"... This paper characterizes the sum capacity of a class of non-degraded Gaussian vectB broadcast channels where a singletransmitter with multiple transmit terminals sends independent information to multiple receivers. Coordinat+[ is allowed among the transmit teminals, but not among the different recei ..."
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Cited by 134 (11 self)
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This paper characterizes the sum capacity of a class of non-degraded Gaussian vectB broadcast channels where a singletransmitter with multiple transmit terminals sends independent information to multiple receivers. Coordinat+[ is allowed among the transmit teminals, but not among the different receivers. The sum capacity is shown t be a saddlepoint of a Gaussian mu al informat]R game, where a signal player chooses a tansmit covariance matrix to maximize the mutual information, and a noise player chooses a fictitious noise correlation to minimize the mutual information. This result holds fort he class of Gaussian channels whose saddle-point satisfies a full rank condition. Furt her,t he sum capacity is achieved using a precoding method for Gaussian channels with additive side information non-causally known at the transmitter. The optimal precoding structure is shown t correspond to a decision-feedback equalizer that decomposes t e broadcast channel into a series of single-user channels with intk ference pre-subtract] at the transmiter.
Sum capacity of the vector Gaussian broadcast channel and uplink-downlink duality
- IEEE Trans. on Inform. Theory
, 1912
"... We characterize the sum capacity of the vector Gaussian broadcast channel by showing that the existing inner bound of Marton and the existing upper bound of Sato are tight for this channel. We exploit an intimate four-way connection between the vector broadcast channel, the corresponding point-to-po ..."
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Cited by 117 (1 self)
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We characterize the sum capacity of the vector Gaussian broadcast channel by showing that the existing inner bound of Marton and the existing upper bound of Sato are tight for this channel. We exploit an intimate four-way connection between the vector broadcast channel, the corresponding point-to-point channel (where the receivers can cooperate), the multiple access channel (where the role of transmitters and receivers are reversed), and the corresponding point-to-point channel (where the transmitters can cooperate). 1
Capacity Limits of MIMO Channels
- IEEE J. SELECT. AREAS COMMUN
, 2003
"... We provide an overview of the extensive recent results on the Shannon capacity of single-user and multiuser multiple-input multiple-output (MIMO) channels. Although enormous capacity gains have been predicted for such channels, these predictions are based on somewhat unrealistic assumptions about t ..."
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Cited by 116 (8 self)
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We provide an overview of the extensive recent results on the Shannon capacity of single-user and multiuser multiple-input multiple-output (MIMO) channels. Although enormous capacity gains have been predicted for such channels, these predictions are based on somewhat unrealistic assumptions about the underlying time-varying channel model and how well it can be tracked at the receiver, as well as at the transmitter. More realistic assumptions can dramatically impact the potential capacity gains of MIMO techniques. For time-varying MIMO channels there are multiple Shannon theoretic capacity definitions and, for each definition, different correlation models and channel information assumptions that we consider. We first provide a comprehensive summary of ergodic and capacity versus outage results for single-user MIMO channels. These results indicate that the capacity gain obtained from multiple antennas heavily depends
A Vector-Perturbation technique for Near-Capacity . . .
- IEEE TRANS. COMMUN
, 2005
"... Recent theoretical results describing the sum capacity when using multiple antennas to communicate with multiple users in a known rich scattering environment have not yet been followed with practical transmission schemes that achieve this capacity. We introduce a simple encoding algorithm that achi ..."
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Cited by 84 (3 self)
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Recent theoretical results describing the sum capacity when using multiple antennas to communicate with multiple users in a known rich scattering environment have not yet been followed with practical transmission schemes that achieve this capacity. We introduce a simple encoding algorithm that achieves near-capacity at sum rates of tens of bits/channel use. The algorithm is a variation on channel inversion that regularizes the inverse and uses a “sphere encoder ” to perturb the data to reduce the power of the transmitted signal. This paper is comprised of two parts. In this first part, we show that while the sum capacity grows linearly with the minimum of the number of antennas and users, the sum rate of channel inversion does not. This poor performance is due to the large spread in the singular values of the channel matrix. We introduce regularization to improve the condition of the inverse and maximize the signal-to-interference-plus-noise ratio at the receivers. Regularization enables linear growth and works especially well at low signal-to-noise ratios (SNRs), but as we show in the second part, an additional step is needed to achieve near-capacity performance at all SNRs.
Reliable Communication Under Channel Uncertainty
- IEEE TRANS. INFORM. THEORY
, 1998
"... In many communication situations, the transmitter and the receiver must be designed without a complete knowledge of the probability law governing the channel over which transmission takes place. Various models for such channels and their corresponding capacities are surveyed. Special emphasis is pla ..."
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Cited by 82 (3 self)
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In many communication situations, the transmitter and the receiver must be designed without a complete knowledge of the probability law governing the channel over which transmission takes place. Various models for such channels and their corresponding capacities are surveyed. Special emphasis is placed on the encoders and decoders which enable reliable communication over these channels.

