We consider a multiuser multiple-input multiple-output (MIMO) Gaussian broadcast channel (BC), where the transmitter and receivers have multiple antennas. Since the MIMO BC is in general a nondegraded BC, its capacity region remains an unsolved problem. In this paper, we establish a duality between what is termed the “dirty paper” achievable region (the Caire–Shamai achievable region) for the MIMO BC and the capacity region of the MIMO multiple-access channel (MAC), which is easy to compute. Using this duality, we greatly reduce the computational complexity required for obtaining the dirty paper achievable region for the MIMO BC. We also show that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate of the MIMO BC.

This paper characterizes the sum capacity of a class of non-degraded Gaussian vectB broadcast channels where a singletransmitter with multiple transmit terminals sends independent information to multiple receivers. Coordinat+[ is allowed among the transmit teminals, but not among the different receivers. The sum capacity is shown t be a saddlepoint of a Gaussian mu al informat]R game, where a signal player chooses a tansmit covariance matrix to maximize the mutual information, and a noise player chooses a fictitious noise correlation to minimize the mutual information. This result holds fort he class of Gaussian channels whose saddle-point satisfies a full rank condition. Furt her,t he sum capacity is achieved using a precoding method for Gaussian channels with additive side information non-causally known at the transmitter. The optimal precoding structure is shown t correspond to a decision-feedback equalizer that decomposes t e broadcast channel into a series of single-user channels with intk ference pre-subtract] at the transmiter.

Abstract—The use of space-division multiple access (SDMA) in the downlink of a multiuser multiple-input, multiple-output (MIMO) wireless communications network can provide a substantial gain in system throughput. The challenge in such multiuser systems is designing transmit vectors while considering the co-channel interference of other users. Typical optimization problems of interest include the capacity problem—maximizing the sum information rate subject to a power constraint—or the power control problem—minimizing transmitted power such that a certain quality-of-service metric for each user is met. Neither of these problems possess closed-form solutions for the general multiuser MIMO channel, but the imposition of certain constraints can lead to closed-form solutions. This paper presents two such constrained solutions. The first, referred to as “block-diagonalization,” is a generalization of channel inversion when there are multiple antennas at each receiver. It is easily adapted to optimize for either maximum transmission rate or minimum power and approaches the optimal solution at high SNR. The second, known as “successive optimization, ” is an alternative method for solving the power minimization problem one user at a time, and it yields superior results in some (e.g., low SNR) situations. Both of these algorithms are limited to cases where the transmitter has more antennas than all receive antennas combined. In order to accommodate more general scenarios, we also propose a framework for coordinated transmitter-receiver processing that generalizes the two algorithms to cases involving more receive than transmit antennas. While the proposed algorithms are suboptimal, they lead to simpler transmitter and receiver structures and allow for a reasonable tradeoff between performance and complexity. Index Terms—Antenna arrays, array signal processing, MIMO systems, signal design, space division multiaccess (SDMA), wireless LAN. I.

Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e. multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this paper, a system where each receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. The well known zero forcing transmission technique is considered, and simple expressions for the throughput degradation due to finite rate feedback are derived. A key finding is that the feedback rate per mobile must be increased linearly with the SNR (in dB) in order to achieve the full multiplexing gain, which is in sharp contrast to point-to-point MIMO systems in which it is not necessary to increase the feedback rate as a function of the SNR. I.

Although the capacity of multiple-input/multiple-output (MIMO) broadcast channels (BCs) can be achieved by dirty paper coding (DPC), it is difficult to implement in practical systems. This paper investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifically, we show that a zero-forcing beamforming (ZFBF) strategy, while generally suboptimal, can achieve the same asymptotic sum capacity as that of DPC, as the number of users goes to infinity. In proving this asymptotic result, we provide an algorithm for determining which users should be active under ZFBF. These users are semiorthogonal to one another and can be grouped for simultaneous transmission to enhance the throughput of scheduling algorithms. Based on the user grouping, we propose and compare two fair scheduling schemes in round-robin ZFBF and proportional-fair ZFBF. We provide numerical results to confirm the optimality of ZFBF and to compare the performance of ZFBF and proposed fair scheduling schemes with that of various MIMO BC strategies.

In this paper we consider the problem of maximizing sum rate of a multiple-antenna Gaussian broadcast channel. It was recently found that dirty paper coding is capacity achieving for this channel. In order to achieve capacity, the optimal transmission policy (i.e. the optimal transmit covariance structure) given the channel conditions and power constraint must be found. However, obtaining the optimal trans-mission policy when employing dirty paper coding is a computationally complex non-convex problem. We use duality to transform this problem into a well-structured convex multiple-access channel problem. We exploit the structure of this problem and derive simple and fast iterative algorithms that provide the optimum transmission policies for the multiple-access channel, which can easily be mapped to the optimal broadcast channel policies.

In this paper, Tomlinson-Harashima precoding for multiple-input/multiple-output systems including multiple-antenna and multi-user systems is studied. It is shown that nonlinear preequalization offers significant advantages over linear preequalization which increases average transmit power. Moreover, it outperforms decision-feedback equalization at the receiver side which is applicable if joint processing at the receiver side is possible, and which suffers from error propagation. A number of aspects of practical importance are studied. Loading, i.e., the optimum distribution of transmit power and rate is discussed in detail. It is shown that the capacity of the underlying MIMO channel can be utilized asymptotically by means of non-linear precoding.

In this paper, we consider two different models of partial channel state information (CSI) at the basestation for multiple antenna broadcast channels: i.) the shape feedback model where the normalized channel vector of each user is available at the basestation and ii.) the limited feedback model where each user quantizes its channel vector according to a rotated codebook which is optimal in the sense of mean square error and feeds back the codeword index. The paper is focused on characterizing the sum rate performance of both zero-forcing dirty paper coding (ZFDPC) systems and channel inversion (CI) systems under the given two partial basestion CSI models. Intuitively speaking, a system with shape feedback loses the sum rate gain of adaptive power allocation. However, shape feedback still provides enough channel knowledge for ZFDPC and CI to approach their own optimal throughput in the high SNR regime. As for limited feedback, we derive sum rate bounds for both signaling schemes and link their throughput performance to some basic properties of the quantization codebook. Interestingly, we find that limited feedback employing a fixed codebook leads to a sum rate ceiling for both schemes for asymptotically high SNR.

Abstract — In MIMO downlink channels, the capacity is achieved by dirty paper coding (DPC). However, DPC is difficult to implement in practical systems. This work investigates if, for a large number of users, simpler schemes can achieve the same performance. Specifically, we show that a zero-forcing beamforming (ZFBF) strategy, while generally suboptimal, can achieve the same asymptotic sum-rate capacity as that of DPC, as the number of users goes to infinity. In proving this asymptotic result, we propose an algorithm for determining which users should be active in ZFBF transmission. These users are semiorthogonal to one another, and when fairness among users is required, can be grouped for simultaneous transmissions to enhance the throughput of fair schedulers. We provide numerical results to confirm the optimality of ZFBF and to compare its performance with that of various MIMO downlink strategies. I.

Abstract—This paper considers the transmitter optimization problem for a multiuser downlink channel with multiple transmit antennas at the base-station. In contrast to the conventional sum-power constraint on the transmit antennas, this paper adopts a more realistic per-antenna power constraint, because in practical implementations each antenna is equipped with its own power amplifier and is limited individually by the linearity of the amplifier. Assuming perfect channel knowledge at the transmitter, this paper investigates two different transmission schemes under the per-antenna power constraint: a minimum-power beamforming design for downlink channels with a single antenna at each remote user and a capacity-achieving transmitter design for downlink channels with multiple antennas at each remote user. It is shown that in both cases, the per-antenna downlink transmitter optimization problem may be transformed into a dual uplink problem with an uncertain noise. This generalizes previous uplink–downlink duality results and transforms the per-antenna transmitter optimization problem into an equivalent minimax optimization problem. Further, it is shown that various notions of uplink–downlink duality may be unified under a Lagrangian duality framework. This new interpretation of duality gives rise to efficient numerical optimization techniques for solving the downlink per-antenna transmitter optimization problem. Index Terms—Beamforming, broadcast channel, capacity region, dirty-paper coding, Lagrangian duality. I.